Compliance, Data Loss Prevention

Demonstrating Compliance in the Financial Services Industry

Malicious users whose loyalty no longer aligns with the organization can improperly access, copy, email, share, or print customer, investor, or financial data – in many cases, without the knowledge of the platform or application in use.

Veriato provides contextual user activity detail and screen recordings necessary to satisfy requirements of all mandates applicable to the financial services industry. By logging all user activity and capturing screen detail for video playback, Veriato creates an indisputable audit trail that will satisfy the evidence requirements of even the most scrutinizing auditor. Nearly all financial services companies and financial institutions are subject to a number of compliance mandates. The Gramm-Leach-Bliley Act (GLBA) and the Dodd-Frank Wall Street Reform and Consumer Protection Act both provide specific guidance on how financial services organizations need to protect consumer data within financial systems.

This brief discusses the challenges of safeguarding customer, investor, and financial data, and how Veriato uniquely creates the audit detail necessary to meet compliance objectives.

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Employee Monitoring Resources

2024 Insider Risk Preparedness Checklist

2024 Insider Risk Preparedness Checklist

Odds are that your organization will experience at least one threat in 2024, if not more than one. IBM estimates that a single threat costs an organization an average of $4.35 million, not to mention the work to contain and clean up, and the potential damage to the...